2016 Sponsors & Exhibitors

Platinum Sponsor

TD Ameritrade Institutional TD Ameritrade Institutional

TD Ameritrade Institutional is a leading provider of comprehensive brokerage and custody services to more than 5,000 fee-based, independent Registered Investment Advisors and their clients. Our advanced technology platform and outstanding personal support allows advisors to run their businesses more efficiently and optimize time spent with clients.

TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC.


Lunch Sponsor


Fidelity Investments


Fidelity Investments
Fidelity's goal is to make financial expertise broadly accessible and effective in helping people live the lives they want. With assets under administration of $5.0 trillion, including managed assets of $2.0 trillion as of February 29, 2016, we focus on meeting the unique needs of a diverse set of customers: helping more than 25 million people invest their own life savings, nearly 20,000 businesses manage employee benefit programs, as well as providing nearly 10,000 advisory firms with investment and technology solutions to invest their own clients' money. Privately held for nearly 70 years, Fidelity employs 45,000 associates who are focused on the long-term success of our customers. For more information about Fidelity Investments, visit https://www.fidelity.com/about.



Broadridge Advisor Solutions Broadridge Advisor Solutions
Broadridge Advisor Solutions is the premier provider of solutions-based marketing and reporting tools designed to assist financial professionals with building their brand, sharing their knowledge, and optimizing their practice.
We offer an unmatched breadth of industry-leading sales, marketing, education, and client communication systems, as well as client data aggregation and reporting tools that enhance advisor productivity. Our library of more than 3,500 marketing resources helps advisors attract and convert prospects, service clients more effectively, and increase sales.
For advisors who want to break out from the crowd, build market presence, strengthen relationships, and elevate their professional reputations, Broadridge Advisor Solutions is the smart way to grow.
The brands you trust. The expertise you expect.
Direxxis, Emerald Connect, Forefield, and Investigo are now Broadridge Advisor Solutions.


J.P. Morgan


J.P. Morgan

J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $20.5 trillion of assets under custody and $433 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.  Further information about J.P. Morgan is available at www.jpmorgan.com.


UMB Fund Services


UMB Fund Services

UMB Fund Services provides a broad array of services for mutual funds and alternative investments – as well as turnkey solutions for launching a mutual fund, a collective fund, a registered alternative fund, or an exchange-listed fund. The company services a broad client base of more than 200 firms representing approximately $186 billion in assets under administration (12/31/15). Services include fund accounting, administration, tax, investor services, transfer agency, custody and distribution. Clients benefit from outstanding, award-winning service, leading-edge technology, and the stability of a highly capitalized parent that’s been around for 100+ years. Learn more at umbfs.com.


Interesting in Sponsoring or Exhibiting?
Connect with hundreds of top financial advisers. Click here to learn more about our audience. For more details on sponsorship packages contact Michael Schott at michael.schott@sourcemedia.com or 212-803-8567.